RTW Biotech Opportunities Ltd

Major Shareholding Notification • Apr 28, 2020

National Storage Mechanism | Additional information

RNS Number : 2154L

RTW Venture Fund Limited

28 April 2020

RTW VENTURE FUND LIMITED

NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES ("PDMR") AND PERSONS CLOSELY ASSOCIATED ("PCA") WITH THEM

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Simpson Limited

2

Reason for the notification

a)

Position/status

PCA of Mr W Simpson, Director of RTW Venture Fund Limited

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

RTW Venture Fund Limited

b)

LEI

549300Q7EXQQH6KF7Z84

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of no par value

GG00BKTRRM22

b)

Nature of the transaction

Purchase of Shares

c)

Price(s) and volume(s)

Price(s)	Volume(s)
$1.165	57,000

d)

Aggregated information

- Aggregated volume

- Price

- Principal amount

57,000

$1.165

$66,405.00

e)

Date of the transaction

24 April 2020

f)

Place of the transaction

London Stock Exchange, Specialist Fund Segment

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Mr PH & Mrs CA Le Page

2

Reason for the notification

a)

Position/status

Mr PH Le Page, Director of RTW Venture Fund Limited and PCA

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

RTW Venture Fund Limited

b)

LEI

549300Q7EXQQH6KF7Z84

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of no par value

GG00BKTRRM22

b)

Nature of the transaction

Purchase of Shares

c)

Price(s) and volume(s)

Price(s)	Volume(s)
$1.165	100,000

d)

Aggregated information

- Aggregated volume

- Price

- Principal amount

100,000

$1.165

$116,500.00

e)

Date of the transaction

24 April 2020

f)

Place of the transaction

London Stock Exchange, Specialist Fund Segment

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Forest Nominees Limited

2

Reason for the notification

a)

Position/status

Mr W Scott, Director of RTW Venture Fund Limited

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

RTW Venture Fund Limited

b)

LEI

549300Q7EXQQH6KF7Z84

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of no par value

GG00BKTRRM22

b)

Nature of the transaction

Acquisition of shares purchased as part of the IPO

c)

Price(s) and volume(s)

Price(s)	Volume(s)
$1.165	50,000

d)

Aggregated information

- Aggregated volume

- Price

- Principal amount

50,000

$1.165

$58,250.00

e)

Date of the transaction

24 April 2020

f)

Place of the transaction

London Stock Exchange, Specialist Fund Segment

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