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RTG Mining Inc. — Major Shareholding Notification 2020
Apr 5, 2020
47130_rns_2020-04-05_ded83b97-a067-47ef-b52c-0881e7fa5cd4.pdf
Major Shareholding Notification
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605
page 1/3
Form 605
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder
| To: Company Name/Scheme | RTG Mining Inc. | ||||
|---|---|---|---|---|---|
| ACN/ARSN | 164 362 850 | ||||
| 1. Details of substantial holder (1) | |||||
| Name | Sprott Inc. (Sprott) and each of its controlled bodies corporate listed in Annexure A (Sprott Group Entities) | ||||
| ACN/ARSN (if applicable) | |||||
| The holder ceased to be a | |||||
| substantial holder on | 9 January 2020 | ||||
| The previous notice was given to the company on | 16 October 2018 | ||||
| The previous notice was dated | 16 October 2018 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevantinterest changed | Nature of change (4) | Consideration given inrelation to change (5) | Class (6) andnumber ofsecuritiesaffected | Person's votes affected |
|---|---|---|---|---|---|
| Various datesas set out inAnnexure B | Sprott and each of theSprott Group Entities | Refer to Annexure B | Refer to Annexure B |
3. Changes In association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| ---------------------------------------.: anoNameRDIL..--- | ssociation61 O 1vawCOMMAND_______________________________________ |
|---|---|
| N/A | N/A---------------------------------------..Property of the Company's Company's Company's Company's Company's Company's Company's Company's Company's Company's Company's Company's Company's Company's Company's Company's Company's Company's Company's Company's Com |
4. Addresses
The addresses of the persons named in this form are as follows:
| .______________________________________Name | _______Aadress--------------------------------------- |
|---|---|
| EntityóвrSTOUD√00°anaGdul. | keter*` Annexureш_______________________________________ |
Signature
print name Thomas W. Ulcichsign here Thomas V. UlcichAdomas V. Which print name
capacity Authorized Signatory
Annexure A of Form 605
This is Annexure A referred to in the Form 605, signed by me and dated
$20$ a $\partial$ Ubrich By 10ma
Authorized Signatory
Annexure A -- Details of Sprott Inc. and its controlled entities
| Name | Address of Registered Office | Postal Address |
|---|---|---|
| Sprott Inc. | 200 Bay Street, Royal Bank Plaza, South Tower, Suite | 200 Bay Street, Royal Bank Plaza, South Tower, Suite |
| 2600, Toronto, Ontario, M5J 2J1 | 2600, Toronto, Ontario, M5J 2J1 | |
| Exploration Capital Partners 2005 LP | 1910 Palomar Point Way, Suite 200, Carlsbad, | 1910 Palomar Point Way, Suite 200, Carlsbad, |
| California 92008 | California 92008 | |
| Exploration Capital Partners 2008 LP | 1910 Palomar Point Way, Suite 200, Carlsbad, | 1910 Palomar Point Way, Suite 200, Carlsbad, |
| California 92008 | California 92008 | |
| Exploration Capital Partners 2009 LP | 1910 Palomar Point Way, Suite 200, Carlsbad, | 1910 Palomar Point Way, Suite 200, Carlsbad, |
| California 92008 | California 92008 | |
| Exploration Capital Partners 2012 LP | 1910 Palomar Point Way, Suite 200, Carlsbad, | 1910 Palomar Point Way, Suite 200, Carlsbad, |
| California 92008 | California 92008 | |
| Exploration Capital Partners 2014 LP | 1910 Palomar Point Way, Suite 200, Carlsbad, | 1910 Palomar Point Way, Suite 200, Carlsbad, |
| California 92008 | California 92008 | |
| Natural Resource Income Investing LP | 1910 Palomar Point Way, Suite 200, Carlsbad, | 1910 Palomar Point Way, Suite 200, Carlsbad, |
| California 92008 | California 92008 | |
| Resource Capital Investment Corp. | 1910 Palomar Point Way, Suite 200, Carlsbad, | 1910 Palomar Point Way, Suite 200, Carlsbad, |
| California 92008 | California 92008 | |
| Resource Income Partners LP | 1910 Palomar Point Way, Suite 200, Carlsbad, | 1910 Palomar Point Way, Suite 200, Carlsbad, |
| California 92008 | California 92008 | |
| Sprott Asset Management LP | Royal Bank Plaza, South Tower | Royal Bank Plaza, South Tower |
| 200 Bay Street, Suite 2600 | 200 Bay Street, Suite 2600 | |
| Toronto, Ontario M5J 2J1 | Toronto, Ontario M5J 2J1 | |
| Sprott Asset Management USA Inc. | 1910 Palomar Point Way, Suite 200, Carlsbad, | 1910 Palomar Point Way, Suite 200, Carlsbad, |
| California 92008 | California 92008 | |
| Sprott GenPar Ltd. | Royal Bank Plaza, South Tower | Roval Bank Plaza, South Tower |
| 200 Bay Street, Suite 2600 | 200 Bay Street, Suite 2600 | |
| Toronto, Ontario M5J 2J1 | Toronto, Ontario M5J 2J1 | |
| Sprott Global Resource Investments Ltd. | 1910 Palomar Point Way, Suite 200, Carlsbad, | 1910 Palomar Point Way, Suite 200, Carlsbad, |
| California 92008 | California 92008 | |
| Sprott Private Resource Lending (M), LP | 2711 Centerville Road, Suite 400, Wilmington, | 2711 Centerville Road, Suite 400, Wilmington, |
| Delaware 19808 | Delaware 19808 | |
| Sprott Private Resource Lending (C-Co-Invest), LP | Royal Bank Plaza, South Tower | Royal Bank Plaza, South Tower |
| 200 Bay Street, Suite 2600 | 200 Bay Street, Suite 2600 | |
| Toronto, Ontario M5J 2J1 | Toronto, Ontario M5J 2J1 | |
| Sprott Private Resource Lending (M-Co-Invest), LP | 2711 Centerville Road, Suite 400, Wilmington, | 2711 Centerville Road, Suite 400, Wilmington, |
| Delaware 19808 | Delaware 19808 | |
| Sprott Private Wealth LP | 200 Bay Street, Royal Bank Plaza, South Tower, Suite | 200 Bay Street, Royal Bank Plaza, South Tower, Suite |
| 2600, Toronto, Ontario, M5J 2J1 | 2600, Toronto, Ontario, M5J 2J1 | |
| Sprott Resource Lending Corp. | Royal Bank Plaza, South Tower | Royal Bank Plaza, South Tower |
| 200 Bay Street, Suite 2600 | 200 Bay Street, Suite 2600 | |
| Toronto, Ontario M5J 2J1 | Toronto, Ontario M5J 2J1 | |
| Sprott Rights & PIPEs Opportunity I LP | 1910 Palomar Point Way, Suite 200, Carlsbad, | 1910 Palomar Point Way, Suite 200, Carlsbad, |
| California 92008 | California 92008 | |
| Sprott Rights & PIPEs Opportunity VII LP | 1910 Palomar Point Way, Suite 200, Carlsbad, | 1910 Palomar Point Way, Suite 200, Carlsbad, |
| California 92008 | California 92008 | |
| Sprott U.S. Holdings Inc. | 1910 Palomar Point Way, Suite 200, Carlsbad, | 1910 Palomar Point Way, Suite 200, Carlsbad, |
| California 92008 | California 92008 |
Annexure B of Form 605
This is Annexure B referred to in the Form 605 (Notice of ceasing to be a substantial holder), signed by me and dated:
$\partial \mathcal{Q} \partial$ می د 2 Which By: VOm
Authorized Signatory
Annexure B
| Date of change | Holder of relevant interest | Nature ofchange | Consideration | Number ofsecurities affected | Person's votesaffected |
|---|---|---|---|---|---|
| 09/10/2019 | EXPLORATION CAPITAL PARTNERS 2008 LP | Sell | $0.06 | 148 748 | 148 748 |
| 09/11/2019 | EXPLORATION CAPITAL PARTNERS 2008 LP | Sell | $0.06 | 195.542 | 195.542 |
| 09/12/2019 | EXPLORATION CAPITAL PARTNERS 2008 LP | Sell | $0.05 | 78.894 | 78.894 |
| 09/13/2019 | EXPLORATION CAPITAL PARTNERS 2008 LP | Sell | $0.05 | 93.283 | 93 283 |
| 09/17/2019 | EXPLORATION CAPITAL PARTNERS 2008 LP | Sell | $0.05 | 6,616 | 6,616 |
| 09/18/2019 | EXPLORATION CAPITAL PARTNERS 2008 LP | Sell | $0.05 | 31.140 | 31.140 |
| 09/20/2019 | EXPLORATION CAPITAL PARTNERS 2008 LP | Sell | $0.06 | 439 252 | 439.252 |
| 09/23/2019 | EXPLORATION CAPITAL PARTNERS 2008 LP | Sell | $0.05 | 6,525 | 6.525 |
| 01/09/2020 | EXPLORATION CAPITAL PARTNERS 2008 LP | Sell | $0.07 | 5.000,000 | 5,000,000 |