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Royalty Pharma plc — Director's Dealing 2026
Jan 6, 2026
30286_dirs_2026-01-06_dbb05453-20e1-4bdc-959b-bb8c5aee8712.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Royalty Pharma plc (RPRX)
CIK: 0001802768
Period of Report: 2026-01-01
Reporting Person: McGivern Arthur Richard (EVP, Investments & GC)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class E Ordinary Shares | $0 | Class A Ordinary Shares (706393) | Indirect | ||
| Restricted Share Units (RSU) | $0 | Class A Ordinary Shares (24441) | Direct |
Footnotes
F1: Each Class E ordinary share ("Class E Share") of Royalty Pharma Holdings Ltd ("RPH") will vest in installments over a 8-year period. Once vested, the Class E Shares may be converted at any time into an equivalent number of Class B ordinary shares of RPH ("Class B Shares") on a one-for-one basis, and there is no expiration date for such conversion. Each Class B Share may be converted at any time into an equivalent number of Class A ordinary shares of the Issuer on a one-for-one basis and there is no expiration date for such conversion.
F2: The RSUs vest quarterly as to 1/16th of the total RSUs underlying the original grant on October 11, 2022, subject to continued service through each vesting date.