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ROYAL GOLD INC — Director's Dealing 2017
Aug 26, 2017
30473_dirs_2017-08-25_d6c83cdf-63d8-45cf-b63d-483ba1457715.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROYAL GOLD INC (RGLD)
CIK: 0000085535
Period of Report: 2017-08-16
Reporting Person: JENSEN TONY A (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-16 | Common Stock | F | 13181 | $87.36 | Disposed | 142344 | Indirect |
| 2017-08-16 | Common Stock | M | 7334 | $53 | Acquired | 149678 | Indirect |
| 2017-08-16 | Common Stock | M | 20000 | $49.66 | Acquired | 169678 | Indirect |
| 2017-08-16 | Common Stock | M | 14400 | $68.18 | Acquired | 184078 | Indirect |
| 2017-08-16 | Common Stock | M | 36000 | $62.14 | Acquired | 220078 | Indirect |
| 2017-08-16 | Common Stock | M | 14157 | $56.54 | Acquired | 234235 | Indirect |
| 2017-08-16 | Common Stock | D | 58399 | $87.36 | Disposed | 175836 | Indirect |
| 2017-08-16 | Common Stock | S | 3523 | $87.03 | Disposed | 172313 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-16 | Stock Option (Right to buy ISO) | $53 | M | 629 | Disposed | 2019-11-18 | Common Stock (629) | Direct |
| 2017-08-16 | Stock Option (Right to Buy ISO) | $49.66 | M | 1333 | Disposed | 2020-11-17 | Common Stock (1333) | Direct |
| 2017-08-16 | Common Stock | $68.18 | M | 977 | Disposed | 2021-11-18 | Common Stock (977) | Direct |
| 2017-08-16 | Common Stock | $62.14 | M | 1609 | Disposed | 2023-08-27 | Common Stock (1609) | Direct |
| 2017-08-16 | Common Stock | $56.54 | M | 589 | Acquired | 2025-08-20 | Common Stock (589) | Direct |
| 2017-08-16 | Stock Appreciation Right (SARs) | $53 | M | 6705 | Disposed | 2019-11-18 | Common Stock (6705) | Direct |
| 2017-08-16 | Stock Appreciation Right (SARs) | $49.66 | M | 18667 | Disposed | 2020-11-17 | Common Stock (18667) | Direct |
| 2017-08-16 | Common Stock | $68.18 | M | 13423 | Disposed | 2021-11-18 | Common Stock (13423) | Direct |
| 2017-08-16 | Common Stock | $62.14 | M | 34391 | Disposed | 2023-08-27 | Common Stock (34391) | Direct |
| 2017-08-16 | Common Stock | $56.54 | M | 13568 | Disposed | 2025-08-20 | Common Stock (13568) | Direct |
Footnotes
F1: Represents shares withheld to satisfy taxes; no shares were sold.
F2: Includes 39,116 shares of restricted stock that have not vested.
F3: Represents the difference between the number of SARs exercised (86,754) and the number of shares issuable as a result of the exercise (28,355).
F4: The range of the weighted average sales price is $87.00 and $87.11.
F5: One-third vests annually over 3 years beginning on November 18, 2010.
F6: One-third vest annually over 3 years beginning on November 17, 2011.
F7: One-third vest annually over 3 years beginning on November 18, 2012.
F8: One-third vest annually over 3 years beginning on August 24, 2014.
F9: One-third vest annually over 3 years beginning on Augst 20, 2016.