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ROYAL CARIBBEAN CRUISES LTD — Director's Dealing 2014
Feb 25, 2014
29893_dirs_2014-02-25_2e72ffbd-7f97-48ac-b973-8e8cd39204ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROYAL CARIBBEAN CRUISES LTD (RCL)
CIK: 0000884887
Period of Report: 2014-02-25
Reporting Person: Goldstein Adam M (Pres & CEO,Royal Caribbean Int)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-25 | Common Stock | M | 31380 | $38.305 | Acquired | 390184 | Direct |
| 2014-02-25 | Common Stock | M | 12876 | $25.16 | Acquired | 403060 | Direct |
| 2014-02-25 | Common Stcok | S | 44256 | $52.9626 | Disposed | 358804 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-25 | Stock Option (Right to Buy) | $38.305 | M | 31380 | Disposed | 2018-02-11 | Common Stock (31380) | Direct |
| 2014-02-25 | Stock Option (Right to Buy) | $25.16 | M | 12876 | Disposed | 2020-02-08 | Common Stock (12876) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30000 | Indirect |
Footnotes
F1: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on February 25, 2014. The actual sale prices ranged from a low of $52.85 to a high of $53.13. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
F2: Shares owned by grantor trusts for certain members of the Goldstein family.
F3: Immediately.