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ROX RESOURCES LIMITED Share Issue/Capital Change 2021

May 17, 2021

65741_rns_2021-05-17_23cca939-f65e-4605-97c7-f970c68389f3.pdf

Share Issue/Capital Change

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Notification of Consolidation/Split

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Cancellation Summary

Entity name

ROX RESOURCES LIMITED

Security on which the reorganisation was to be applicable

RXL ORDINARY FULLY PAID
RXLAQ OPTION EXPIRING 31-DEC-2023 EX 10C
RXLAR OPTION EXPIRING 31-DEC-2023 EX 12.5C
RXLAS OPTION EXPIRING 31-DEC-2023 EX 15C
RXLAB OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
RXLAT OPTION EXPIRING 26-MAR-2025 EX $0.07

Announcement Type

Cancellation of previous announcement

Date of this announcement

Tuesday May 18, 2021

Reason for the cancellation

Change to timetable

Refer to below for full details of the announcement

Notification of Consolidation/Split

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Notification of Consolidation/Split

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Announcement Details

Part 1 - Entity and announcement details

1.1 Name of +Entity

ROX RESOURCES LIMITED

1.2 Registered Number Type Registration Number ABN 53107202602

1.3 ASX issuer code

RXL

1.4 The announcement is

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Cancellation of previous announcement

1.4c Reason for cancellation of previous announcement

Change to timetable

1.4d Date of previous announcement(s) to this cancellation

Wednesday March 31, 2021

1.5 Date of this announcement

Tuesday May 18, 2021

1.6 Securities affected by the consolidation or split

ASX +Security Code ASX +Security Description
RXL ORDINARY FULLY PAID
RXLAQ OPTION EXPIRING 31-DEC-2023 EX 10C
RXLAR OPTION EXPIRING 31-DEC-2023 EX 12.5C
RXLAS OPTION EXPIRING 31-DEC-2023 EX 15C
RXLAB OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES

Notification of Consolidation/Split

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Notification of Consolidation/Split

OPTION EXPIRING 26-MAR-2025 EX $0.07

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RXLAT

Part 2 - Approvals

  • 2.1 Are any of the below approvals required for the consolidation or split before business day 0 of the timetable? Security holder approval Court approval Lodgement of court order with +ASIC ACCC approval FIRB approval

    • Another approval/condition external to the entity required to be given/met before business day 0 of the timetable for the consolidation or split.

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Yes

2.2 Approvals

Approval/Condition Date for determination Is the date estimated or Approval actual? received/condition met? +Security holder approval Monday May 17, 2021 Estimated

Comments

Part 3 - Consolidation or split timetable and details

3.1 +Record date

Thursday May 20, 2021

3.2 Date of +security holder meeting

Monday May 17, 2021

3.2a Effective date of consolidation or split

Monday May 17, 2021

3.3 Last day for trading in the pre consolidation or split +securities

Tuesday May 18, 2021

3.4 Trading in the post consolidation or split +securities commences on a deferred settlement basis.

Wednesday May 19, 2021

3.5 Record date

Thursday May 20, 2021

3.6 First day for entity to update its register and to send holding statements to +security holders reflecting the change in the number of +securities they hold.

Friday May 21, 2021

Notification of Consolidation/Split

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Notification of Consolidation/Split

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  • 3.7 Last day for entity to update its register and send holding statements to +security holders reflecting the change in the number of +securities they hold and to notify ASX that this has occurred. (+Issue Date) Thursday May 27, 2021

3.8 Trading starts on a normal T+2 basis

Friday May 28, 2021

3.9 First settlement of trades conducted on a +deferred settlement basis and on a normal T+2 basis

Tuesday June 1, 2021

Part 4 - Event type and details

4.1 The event is

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+Security consolidation

4.1a Consolidation ratio: the +securities will be consolidated on the basis that every 15

(pre-consolidation) +securities will be consolidated into

1

(post-consolidation) +security (/ies).

4.2 Scrip fraction rounding

Fractions rounded up to the next whole number

Part 5 - +Securities on issue before and after consolidation or split

5.1 +Securities on issue before and after the consolidation or split

ASX +Security Code ASX +Security Description
RXL ORDINARY FULLY PAID
Quoted/unquoted Number on issue pre Number on issue post Estimate/Actual
Quoted consolidation or split consolidation or split Estimated
2,364,114,177 157,607,612
ASX +Security Code ASX +Security Description
RXLAQ OPTION EXPIRING 31-DEC-2023 EX 10C
Quoted/unquoted Number on issue pre Number on issue post Estimate/Actual
Unquoted consolidation or split consolidation or split Estimated
20,000,000 1,333,334

Notification of Consolidation/Split

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Notification of Consolidation/Split

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ASX +Security Code ASX +Security Description
RXLAR OPTION EXPIRING 31-DEC-2023 EX 12.5C
Quoted/unquoted Number on issue pre Number on issue post Estimate/Actual
Unquoted consolidation or split consolidation or split Estimated
20,000,000 1,333,334
ASX +Security Code ASX +Security Description
RXLAS OPTION EXPIRING 31-DEC-2023 EX 15C
Quoted/unquoted Number on issue pre Number on issue post Estimate/Actual
Unquoted consolidation or split consolidation or split Estimated
20,000,000 1,333,334
ASX +Security Code ASX +Security Description
RXLAB OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
Quoted/unquoted Number on issue pre Number on issue post Estimate/Actual
Unquoted consolidation or split consolidation or split Estimated
87,000,000 5,800,000
ASX +Security Code ASX +Security Description
RXLAT OPTION EXPIRING 26-MAR-2025 EX $0.07
Quoted/unquoted Number on issue pre Number on issue post Estimate/Actual
Unquoted consolidation or split consolidation or split Estimated
157,142,857 10,476,190
5.2 Exercise price of options
ASX +Security Code ASX +Security Description
RXLAQ OPTION EXPIRING 31-DEC-2023 EX 10C
Quoted/unquoted Exercise price pre consolidation orExercise price post consolidation or
Unquoted split split
0.10000000 1.50000000
ASX +Security Code ASX +Security Description
RXLAR OPTION EXPIRING 31-DEC-2023 EX 12.5C
Quoted/unquoted Exercise price pre consolidation orExercise price post consolidation or
Unquoted split split
0.12500000 1.87500000
ASX +Security Code ASX +Security Description
RXLAS OPTION EXPIRING 31-DEC-2023 EX 15C
Quoted/unquoted Exercise price pre consolidation orExercise price post consolidation or
Unquoted split split
0.15000000 2.25000000

Notification of Consolidation/Split

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Notification of Consolidation/Split

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ASX +Security Code ASX +Security Description
RXLAB OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
Quoted/unquoted Exercise price pre consolidation or Exercise price post consolidation or
Unquoted split split
0.00000000 0.00000000
ASX +Security Code ASX +Security Description
RXLAT OPTION EXPIRING 26-MAR-2025 EX $0.07
Quoted/unquoted Exercise price pre consolidation or Exercise price post consolidation or
Unquoted split split
0.07000000 1.05000000
Part 6 - Further information
6.1 Further information relating to the consolidation or split

Notification of Consolidation/Split

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