ROX RESOURCES LIMITED — Share Issue/Capital Change 2021

Jun 14, 2021

Notification of Consolidation/Split

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Announcement Summary

Entity name

ROX RESOURCES LIMITED

Applicable security for the reorganisation

RXL	ORDINARY FULLY PAID
RXLAQ	OPTION EXPIRING 31-DEC-2023 EX 10C
RXLAR	OPTION EXPIRING 31-DEC-2023 EX 12.5C
RXLAS	OPTION EXPIRING 31-DEC-2023 EX 15C
RXLAB	OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
RXLAT	OPTION EXPIRING 26-MAR-2025 EX $0.07

Announcement Type

Update to previous announcement

Date of this announcement

15/6/2021

Reason for the Update

Correction to fractional entitlements.

Refer to below for full details of the announcement

Notification of Consolidation/Split

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Notification of Consolidation/Split

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Announcement Details

Part 1 - Entity and announcement details

1.1 Name of +Entity

ROX RESOURCES LIMITED

1.2 Registered Number Type Registration Number ABN 53107202602 1.3 ASX issuer code RXL

1.4 The announcement is

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Update/amendment to previous announcement

1.4a Reason for update to a previous announcement

Correction to fractional entitlements.

1.4b Date of previous announcement(s) to this update

25/5/2021

1.5 Date of this announcement

15/6/2021

1.6 Securities affected by the consolidation or split

ASX +Security Code	ASX +Security Description
RXL	ORDINARY FULLY PAID
RXLAQ	OPTION EXPIRING 31-DEC-2023 EX 10C
RXLAR	OPTION EXPIRING 31-DEC-2023 EX 12.5C
RXLAS	OPTION EXPIRING 31-DEC-2023 EX 15C
RXLAB	OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
RXLAT	OPTION EXPIRING 26-MAR-2025 EX $0.07

Notification of Consolidation/Split

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Notification of Consolidation/Split

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Part 2 - Approvals

• 2.1 Are any of the below approvals required for the consolidation or split before business day 0 of the timetable? Security holder approval Court approval Lodgement of court order with +ASIC ACCC approval FIRB approval Another approval/condition external to the entity required to be given/met before business day 0 of the timetable for the consolidation or split.

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Yes

2.2 Approvals

Approval/Condition	Date for determination	Is the date estimated or	Approval
+Security holder approval	28/6/2021	actual?	received/condition met?
		Actual

Comments

Part 3 - Consolidation or split timetable and details

3.1 +Record date

1/7/2021

3.2 Date of +security holder meeting

28/6/2021

3.2a Effective date of consolidation or split

28/6/2021

3.3 Last day for trading in the pre consolidation or split +securities

29/6/2021

3.4 Trading in the post consolidation or split +securities commences on a deferred settlement basis. 30/6/2021

3.5 Record date

1/7/2021

3.6 First day for entity to update its register and to send holding statements to +security holders reflecting the change in the number of +securities they hold.

2/7/2021

3.7 Last day for entity to update its register and send holding statements to +security holders reflecting the change

Notification of Consolidation/Split

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Notification of Consolidation/Split

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in the number of +securities they hold and to notify ASX that this has occurred. (+Issue Date)

8/7/2021

3.8 Trading starts on a normal T+2 basis

9/7/2021

3.9 First settlement of trades conducted on a +deferred settlement basis and on a normal T+2 basis

13/7/2021

Part 4 - Event type and details

4.1 The event is

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+Security consolidation

4.1a Consolidation ratio: the +securities will be consolidated on the basis that every

15

(pre-consolidation) +securities will be consolidated into

1

(post-consolidation) +security (/ies).

4.2 Scrip fraction rounding

Fractions of 0.5 or more rounded up

Part 5 - +Securities on issue before and after consolidation or split

5.1 +Securities on issue before and after the consolidation or split

ASX +Security Code	ASX +Security Description
RXL	ORDINARY FULLY PAID
Quoted/unquoted	Number on issue pre	Number on issue post	Estimate/Actual
Quoted	consolidation or split	consolidation or split	Estimated
	2,364,114,177	157,607,612
ASX +Security Code	ASX +Security Description
RXLAQ	OPTION EXPIRING 31-DEC-2023 EX 10C
Quoted/unquoted	Number on issue pre	Number on issue post	Estimate/Actual
Unquoted	consolidation or split	consolidation or split	Estimated
	20,000,000	1,333,334
ASX +Security Code	ASX +Security Description
RXLAR	OPTION EXPIRING 31-DEC-2023 EX 12.5C

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Notification of Consolidation/Split

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Quoted/unquoted	Number on issue pre	Number on issue post	Estimate/Actual
Unquoted	consolidation or split	consolidation or split	Estimated
	20,000,000	1,333,334
ASX +Security Code	ASX +Security Description
RXLAS	OPTION EXPIRING 31-DEC-2023 EX 15C
Quoted/unquoted	Number on issue pre	Number on issue post	Estimate/Actual
Unquoted	consolidation or split	consolidation or split	Estimated
	20,000,000	1,333,334
ASX +Security Code	ASX +Security Description
RXLAB	OPTION EXPIRING VARIOUS	DATES EX VARIOUS PRICES
Quoted/unquoted	Number on issue pre	Number on issue post	Estimate/Actual
Unquoted	consolidation or split	consolidation or split	Estimated
	87,000,000	5,800,000
ASX +Security Code	ASX +Security Description
RXLAT	OPTION EXPIRING 26-MAR-2025 EX $0.07
Quoted/unquoted	Number on issue pre	Number on issue post	Estimate/Actual
Unquoted	consolidation or split	consolidation or split	Estimated
	157,142,857	10,476,190
5.2 Exercise price of options
ASX +Security Code	ASX +Security Description
RXLAQ	OPTION EXPIRING 31-DEC-2023 EX 10C
Quoted/unquoted	Exercise price pre consolidation or Exercise price post consolidation or
Unquoted	split	split
	0.10000000	1.50000000
ASX +Security Code	ASX +Security Description
RXLAR	OPTION EXPIRING 31-DEC-2023 EX 12.5C
Quoted/unquoted	Exercise price pre consolidation or Exercise price post consolidation or
Unquoted	split	split
	0.12500000	1.87500000
ASX +Security Code	ASX +Security Description
RXLAS	OPTION EXPIRING 31-DEC-2023 EX 15C
Quoted/unquoted	Exercise price pre consolidation or Exercise price post consolidation or
Unquoted	split	split
	0.15000000	2.25000000
ASX +Security Code	ASX +Security Description
RXLAB	OPTION EXPIRING VARIOUS	DATES EX VARIOUS PRICES
Quoted/unquoted

Notification of Consolidation/Split

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Notification of Consolidation/Split

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	Unquoted	Exercise price pre consolidation or	Exercise price post consolidation or
		split	split
		0.00000000	0.00000000
	ASX +Security Code	ASX +Security Description
	RXLAT	OPTION EXPIRING 26-MAR-2025 EX	$0.07
	Quoted/unquoted	Exercise price pre consolidation or	Exercise price post consolidation or
	Unquoted	split	split
		0.07000000	1.05000000
Part	6 - Further information
	6.1 Further information relating to the consolidation or split
	6.2 Additional information for inclusion in the Announcement Summary

Notification of Consolidation/Split

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