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ROX RESOURCES LIMITED Regulatory Filings 2022

Dec 7, 2022

65741_rns_2022-12-07_ab734c23-2e72-454e-b2d7-2ec501e91990.pdf

Regulatory Filings

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Application for quotation of +securities

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Announcement Summary

Entity name

ROX RESOURCES LIMITED

Announcement Type

New announcement

Date of this announcement

Thursday December 08, 2022

The +securities to be quoted are:

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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Total number of +securities to be quoted

ASX +security Number of +securities to
code Security description be quoted Issue date
RXL ORDINARY FULLY PAID 26,884,791 08/12/2022

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

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Part 1 - Entity and announcement details

1.1 Name of entity

ROX RESOURCES LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type

ABN

Registration number 53107202602

1.3 ASX issuer code

RXL

1.4 The announcement is

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New announcement

1.5 Date of this announcement

8/12/2022

Application for quotation of +securities

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Application for quotation of +securities

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Part 2 - Type of Issue

2.1 The +securities to be quoted are:

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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Previous Appendix 3B details:

Announcement Date and Announcement Title Selected Appendix 3B to submit quotation
Time request
09-Nov-2022 09:57 New - Proposed issue of securities - An offer of +securities under a +securities
RXL purchase plan

2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B? No

Application for quotation of +securities

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Application for quotation of +securities

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Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B

Corporate Action Component Detail

ASX +security code and description

RXL : ORDINARY FULLY PAID

Issue date

8/12/2022

Distribution Schedule

Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category.

Total percentage of +securities held For example, to enter a value of 50% please input as 50.00

Number of +securities held Number of holders 1 - 1,000 % 1,001 - 5,000 % 5,001 - 10,000 % 10,001 - 100,000 % 100,001 and over %

Application for quotation of +securities

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Application for quotation of +securities

Issue details

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Number of +securities to be quoted

26,884,791 Issue currency Issue price or consideration per +security AUD - Australian Dollar AUD 0.16500000 Any other information the entity wishes to provide about the +securities to be quoted

Application for quotation of +securities

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Application for quotation of +securities

Part 4 - Issued capital following quotation

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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

Total number of
ASX +security code and description +securities on issue
RXL : ORDINARY FULLY PAID 216,073,602
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
Total number of
ASX +security code and description +securities on issue
RXLAQ : OPTION EXPIRING 31-DEC-2023 EX $1.438 1,333,333
RXLAR : OPTION EXPIRING 31-DEC-2023 EX $1.813 1,333,333
RXLAS : OPTION EXPIRING 31-DEC-2023 EX $2.188 1,333,333
RXLAU : OPTION EXPIRING 25-MAY-2024 EX $0.763 660,000
RXLAT : OPTION EXPIRING 26-MAR-2025 EX $0.988 10,476,190

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

Application for quotation of +securities

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