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ROSS STORES, INC. — Director's Dealing 2019
Jul 15, 2019
30021_dirs_2019-07-15_32187171-4d81-42e0-bea8-032b83b872ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROSS STORES INC (ROST)
CIK: 0000745732
Period of Report: 2019-07-11
Reporting Person: FASSIO JAMES S (President, Chief Dev. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-28 | Common Stock | G | 66 | — | Disposed | 54119 | Direct |
| 2019-06-28 | Common Stock | G | 66 | — | Acquired | 315802 | Indirect |
| 2019-07-11 | Common Stock | S | 10000 | $102.75 | Disposed | 305802 | Indirect |
| 2019-07-12 | Common Stock | S | 75238 | $105.1291 | Disposed | 230564 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 86930 | Indirect |
Footnotes
F1: Securities Beneficially Owned includes shares acquired pursuant to issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3.
F2: Bona Fide Gift
F3: The price reported is a weighted average price. The shares were sold in multiple transactions, each at $102.75. The reporting person undertakes to provide to Ross Stores, Inc., any security holder of Ross Stores, Inc., and to the staff of the Securities and Exchange Commission upon request, full information regarding the numbers of shares sold at each separate price within this price range.
F4: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $103.51 to $106.415, inclusive. The reporting person undertakes to provide to Ross Stores, Inc., any security holder of Ross Stores, Inc., and to the staff of the Securities and Exchange Commission upon request, full information regarding the numbers of shares sold at each separate price within this price range.
F5: Securities held in the name of James S. Fassio Revocable Trust.
F6: Securities held in the name of James S. Fassio 2012 Dynasty Irrevocable Trust.