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ROSS STORES, INC. — Director's Dealing 2015
Mar 5, 2015
30021_dirs_2015-03-05_00e1a161-a1a4-489d-ae0c-e74e27b56796.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROSS STORES INC (ROST)
CIK: 0000745732
Period of Report: 2015-03-03
Reporting Person: O SULLIVAN MICHAEL B (President, Chief Operating Off)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-03 | Common Stock | M | 38000 | $13.905 | Acquired | 401186 | Direct |
| 2015-03-03 | Common Stock | S | 38000 | $105.319 | Disposed | 363186 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-03 | Non-Qualified Stock Option (right to buy) | $13.905 | M | 38000 | Disposed | 2016-03-16 | Common Stock (38000) | Direct |
Footnotes
F1: Securities Beneficially Owned includes shares acquired pursuant to issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3.
F2: Option is exercisable as it vests in monthly increments beginning the first full month from date of grant with a vested ratio of 1/72 for the first year, 2/72 for the second year and 3/72 for the third year.
F3: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $105.25 to $105.45, inclusive. The reporting person undertakes to provide to Ross Stores, Inc., any security holder of Ross Stores, Inc., and to the staff of the Securities and Exchange Commission upon request, full information regarding the numbers of shares sold at each separate price within this price range.