AI assistant
ROSS STORES, INC. — Director's Dealing 2015
Mar 18, 2015
30021_dirs_2015-03-18_4c8d675e-4655-4195-ae15-f221a74876a6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROSS STORES INC (ROST)
CIK: 0000745732
Period of Report: 2015-03-16
Reporting Person: FASSIO JAMES S (President, Chief Dev. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-16 | Common Stock | M | 10000 | $13.905 | Acquired | 226298 | Direct |
| 2015-03-16 | Common Stock | S | 10000 | $107.1371 | Disposed | 216298 | Direct |
| 2015-03-16 | Common Stock | A | 11171 | — | Acquired | 227469 | Direct |
| 2015-03-16 | Common Stock | F | 1259 | $106.85 | Disposed | 226210 | Direct |
| 2015-03-16 | Common Stock | A | 7875 | — | Acquired | 234085 | Direct |
| 2015-03-16 | Common Stock | F | 887 | $106.85 | Disposed | 233198 | Direct |
| 2015-03-16 | Common Stock | G | 3569 | — | Disposed | 229629 | Direct |
| 2015-03-17 | Common Stock | F | 47839 | $106.38 | Disposed | 181790 | Direct |
| 2015-03-17 | Common Stock | G | 43843 | — | Disposed | 137947 | Direct |
| 2015-03-16 | Common Stock | G | 3569 | — | Acquired | 208206 | Indirect |
| 2015-03-17 | Common Stock | G | 43843 | — | Acquired | 252049 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-16 | Non-Qualified Stock Option (right to buy) | $13.905 | M | 10000 | Disposed | 2016-03-16 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 90000 | Indirect |
Footnotes
F1: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $107.13 to $107.19, inclusive. The reporting person undertakes to provide to Ross Stores, Inc., any security holder of Ross Stores, Inc., and to the staff of the Securities and Exchange Commission upon request, full information regarding the numbers of shares sold at each separate price within this price range.
F2: Option is exercisable as it vests in monthly increments beginning the first full month from date of grant with a vested ratio of 1/72 for the first year, 2/72 for the second year and 3/72 for the third year.
F3: Securities held in the name of James S. Fassio Revocable Trust.
F4: Securities held in the name of James S. Fassio 2012 Dynasty Irrevocable Trust.
F5: Shares issued pursuant to the settlement of a performance share award under the terms of the 2008 Equity Incentive Plan. Shares vest 30% on settlement date of March 16, 2015, 30% on March 16, 2016 and 40% on March 16, 2017.