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ROSS STORES, INC. — Director's Dealing 2015
Sep 22, 2015
30021_dirs_2015-09-21_30389411-965e-409c-acb2-41258a8e2054.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROSS STORES INC (ROST)
CIK: 0000745732
Period of Report: 2015-09-17
Reporting Person: FASSIO JAMES S (President, Chief Dev. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-31 | Common Stock | G | 66 | — | Disposed | 136574 | Direct |
| 2015-06-30 | Common Stock | G | 120 | — | Disposed | 273148 | Direct |
| 2015-03-31 | Common Stock | G | 66 | — | Acquired | 252565 | Indirect |
| 2015-06-30 | Common Stock | G | 120 | — | Acquired | 505250 | Indirect |
| 2015-09-17 | Common Stock | S | 10055 | $49.7301 | Disposed | 495195 | Indirect |
| 2015-09-17 | Common Stock | S | 50272 | $49.7301 | Disposed | 129728 | Indirect |
Footnotes
F1: The Securities Beneficially Owned reflects a 2:1 stock split effected in the form of a stock dividend paid on 6/11/2015 to all holders of record on 4/22/15.
F2: Securities held in the name of James S. Fassio Revocable Trust.
F3: Securities held in the name of James S. Fassio 2012 Dynasty Irrevocable Trust.
F4: The reporting person contributed ROST common stock to an exchange fund in exchange for shares of the exchange fund in a transaction intended to comply with Rule 10b5-1(c). The ROST common stock was valued at $49.7301 per share for the purposes of determining the number of shares of the exchange fund issued to the reporting person.
F5: Securities Beneficially Owned includes shares acquired pursuant to issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3.