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ROSS STORES, INC. — Director's Dealing 2014
May 15, 2014
30021_dirs_2014-05-15_419a2133-bb7e-4486-acee-928f514e4fe0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROSS STORES INC (ROST)
CIK: 0000745732
Period of Report: 2014-05-14
Reporting Person: ORBAN GEORGE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-14 | Common Stock | M | 16000 | $12.27 | Acquired | 229828 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-14 | Non-Qualified Stock Option (right to buy) | $12.27 | M | 16000 | Disposed | 2014-05-20 | Common Stock (16000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 63700 | Indirect |
| Common Stock | 24500 | Indirect |
| Common Stock | 48655 | Indirect |
| Common Stock | 2191827 | Indirect |
| Common Stock | 63700 | Indirect |
| Common Stock | 48655 | Indirect |
| Common Stock | 87855 | Indirect |
Footnotes
F1: Securities held in the name of Anne Elise Orban Trust.
F2: Securities held by daughter Sophie under UGMA, with non-household member as custodian.
F3: Securities held in the name of Anna Elise Orban Trust II.
F4: Securities held in the name of Jeremy Gyuri Orban Trust.
F5: Securities held in the name of Jeremy Gyuri Orban Trust II.
F6: Securities held in the name of Sophie Orban Trust II.
F7: Grant to reporting person of an option which begins vesting six months from grant date ('Initial Vest Date'). On Initial Vest Date, grant vests and becomes exercisable as to 1/6 of the shares granted and then vests and becomes exercisable as to 1/36 of the shares granted per month thereafter.