Rose Merc.Limited — Capital/Financing Update 2024

Aug 14, 2024

August 14, 2024

To BSE Limited , Corporate Relationship Department Phiroze Jeejeebhoy Towers, Dalal Street, Fort Mumbai – 400 001

BSE Scrip Code: 512115 Scrip ID: ROSEMER

Kind Attn: Corporate Relationship Dept.

Subject: Disclosure of Event and Information pursuant to Regulation 30 of the Securities and Exchange Board of India (Listing Obligation and Disclosure Requirements) Regulations, 2015

Disclosure of Event and Information pursuant to Regulation 30 of the Securities and Exchange Board of India (Listing Obligation and Disclosure Requirements) Regulations, 2015 read with SEBI circular SEBI/HO/CFD/PoD2/CIR/P/2023/120 dated July 11, 2023 and SEBI/HO/CFD/CFD-PoD-1/P/CIR/2023/123 dated July 13, 2023.

1. Grant of ESOP under RML Employee Stock Option Plan II 2023 beyond 1% of the paid-up capital of the Company

Sr . N o	Particulars of Securities	Details of Securities
a)	Type of securities proposed to be issued	RML Employee Stock Option Plan II 2023
b)	Type of issuance	ESOP
c)	Total number of securities proposed to be issued or the total amount for which the securities will be issued	Upto 7,50,000 (Seven Lakh Fifty Thousand) employee stock options
d)	Issue Price	To be decided by the Compensation Committee on the date of the grant of options.
e) In case of preferential issue the listed entity shall disclose the following additional details to the stock exchange(s):

i)	Investors and their corresponding subscription of No. of Warrants / Equity Shares	Investors and their corresponding subscription of No. of Warrants / Equity Shares	Investors and their corresponding subscription of No. of Warrants / Equity Shares		Sr. No .	Sr. No .	Name of the ESOP Grantee	Name of the ESOP Grantee	No. Of Employee Stock Options to be granted	No. Of Employee Stock Options to be granted	Category	Category
					1		Mr. Purvesh Krishna Shelatkar		Upto 7,50,000		Non- Promoter
							Total		7,50,000
ii)	Post Allotment of securities - outcome of the subscription, issue price / allotted price (in case of convertibles), number of investors;								NA
iii)	in case of convertibles - intimation on conversion of securities or on lapse of the tenure of the instrument;								NA
iv)	Tenure/ Conversion								As per Terms specified in the RML Employee Stock Option Plan II 2023
2. Issue of upto 1,71,000 Equity Convertible Warrants
Sr. No	Particulars of Securities	Details of Securities
a)	Type of securities proposed to be issued	Equity Warrants convertible into Equity Shares of face value Rs. 10/- per
b)	Type of issuance	Preferential Issue
c)	Total number of securities proposed to be issued or the total amount for which the securities will be issued	Upto 1,71,000 Equity Convertible Warrants convertible into equivalent number of Equity Shares of face value Rs. 10/- per share.
d)	Issue Price	Rs. 250/- per security (including premium of Rs. 240/- per security) or such higher price as may be determined in accordance with Chapter V of the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements)Regulations,2018("SEBI ICDR Regulations")
e) In case of preferential issue the exchange(s):				listed		entity shall disclose the following additional details to the stock
i)	Investors and their corresponding			Sr.		Name of the		No. of		Category

	subscription of No. of Warrants / Equity Shares		No.	Investors		Equity Warrants proposed to be subscribed
			1	Mohammed Hanif Kasim Shaikh		8,000	Non- Promoter
			2	Thanveer Parayil Aboobaker		8,000	Non- Promoter
			3	Promod Govind Agare		5,000	Non- Promoter
			4	Mui Wi Goh		1,50,000	Non- Promoter
				Total		1,71,000
ii)	Post Allotment of securities - outcome of the subscription, issue price / allotted price (in case of convertibles),number of investors;				NA
iii)	in case of convertibles - intimation on conversion of securities or on lapse of the tenure of the instrument;				NA
iv)	Tenure/ Conversion				In case of Equity Warrants Convertible into Equity shares: - a. The tenure of the convertible securities of the issuer shall be eighteen months from the date of their allotment. b. An amount equivalent to at least twenty-five per cent of the consideration determined in terms of regulation 164 shall be paid against each warrant on the date of allotment of warrants and the balance seventy-five per cent. of the consideration shall be paid at the time of allotment of the equity shares pursuant to exercise of options against each such warrant by the warrant holder. In case if the warrant holders do not exercise the option to convert the warrants into equity shares within the above stated period of 18 months than such warrants (to the extent not converted) shall lapse and the initial sum of twenty five percent of offer price paid on such warrants shall be forfeited bythe Company.

Please take the same on record and oblige.

Thanking You Yours faithfully, For ROSE MERC LIMITED VAISHALI Digitally signed by VAISHALI PARKAR PARKAR KUMAR Date: 2024.08.14 KUMAR 20:05:44 +05'30' Vaishali Parkar Kumar Executive Director DIN: 09159108