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Root, Inc. — Director's Dealing 2023
May 18, 2023
31970_dirs_2023-05-18_ef07f5f5-949e-4f8d-b1dc-65bdd8d6d91e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Root, Inc. (ROOT)
CIK: 0001788882
Period of Report: 2023-05-12
Reporting Person: Allison Jonathan (Chief Administrative Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 38353 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $5.148 | 2027-12-12 | Class B Common Stock (10636) | Direct | |
| Stock Option (Right to Buy) | $43.20 | 2029-07-15 | Class B Common Stock (1388) | Direct |
Footnotes
F1: Includes 29,047 restricted stock units with various vesting schedules that are subject to the reporting person's continuous service on the applicable vesting dates.
F2: 86 options have not yet vested as of May 12, 2023, with a portion vesting monthly through July 15, 2023.
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