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Root, Inc. — Director's Dealing 2022
Feb 3, 2022
31970_dirs_2022-02-03_f8d81731-14d5-4db6-ab04-a4d3642cd4ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Root, Inc. (ROOT)
CIK: 0001788882
Period of Report: 2022-02-01
Reporting Person: Rosenthal Daniel H (Director, Ch.Rev.Ofc, COO, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-01 | Class A Common Stock | F | 26433 | $2.10 | Disposed | 259991 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-17 | Class B Common Stock | $ | G | 340247 | Disposed | Class A Common Stock (340247) | Indirect | |
| 2021-08-17 | Class B Common Stock | $ | G | 340247 | Acquired | Class A Common Stock (340247) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (273797) | 273797 | Direct | |
| Class B Common Stock | $ | Class A Common Stock (340247) | 340247 | Indirect |
Footnotes
F1: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units.
F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3: Shares held by the 2020 Courtney A. Granville Family Trust, for which the Reporting Person and a sibling are co-trustees.
F4: Shares held by the 2020 Daniel H. Rosenthal Family Trust, for which the Reporting Person's spouse is the trustee.