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Root, Inc. Director's Dealing 2022

Feb 3, 2022

31970_dirs_2022-02-03_f8d81731-14d5-4db6-ab04-a4d3642cd4ba.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Root, Inc. (ROOT)
CIK: 0001788882
Period of Report: 2022-02-01

Reporting Person: Rosenthal Daniel H (Director, Ch.Rev.Ofc, COO, CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-02-01 Class A Common Stock F 26433 $2.10 Disposed 259991 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-17 Class B Common Stock $ G 340247 Disposed Class A Common Stock (340247) Indirect
2021-08-17 Class B Common Stock $ G 340247 Acquired Class A Common Stock (340247) Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (273797) 273797 Direct
Class B Common Stock $ Class A Common Stock (340247) 340247 Indirect

Footnotes

F1: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units.

F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3: Shares held by the 2020 Courtney A. Granville Family Trust, for which the Reporting Person and a sibling are co-trustees.

F4: Shares held by the 2020 Daniel H. Rosenthal Family Trust, for which the Reporting Person's spouse is the trustee.