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Root, Inc. — Director's Dealing 2021
Mar 17, 2021
31970_dirs_2021-03-16_242fed2d-8894-4e42-880b-eb526b019cf1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Root, Inc. (ROOT)
CIK: 0001788882
Period of Report: 2021-03-12
Reporting Person: Manges Daniel (Chief Technology Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-12 | Class A Common Stock | S | 213573 | $11.03 | Disposed | 36427 | Indirect |
| 2021-03-15 | Class A Common Stock | S | 36427 | $11.09 | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1000 | Direct |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 trading plan.
F2: The shares were sold at prices ranging from $11.00 to $11.125. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: The shares are held by the Manges Trust dated January 27, 2016 for which the Reporting Person is a trustee.
F4: The shares were sold at prices ranging from $11.00 to $11.255. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.