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Root, Inc. — Director's Dealing 2021
Nov 17, 2021
31970_dirs_2021-11-17_3eaaa51d-38f8-43e2-9e23-2e15b0d1a3e6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Root, Inc. (ROOT)
CIK: 0001788882
Period of Report: 2021-11-15
Reporting Person: Shah Hemal (Chief Product Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-15 | Class A Common Stock | S | 41666 | $5.12 | Disposed | 466887 | Direct |
| 2021-11-15 | Class A Common Stock | A | 457566 | $0.00 | Acquired | 924453 | Direct |
Footnotes
F1: The shares were sold pursuant to a 10b5-1 trading plan.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.985 to $5.435, inclusive. The reporting person will provide upon request to the SEC, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3: Represents the grant of restricted stock units ("RSUs"). The shares subject to the RSUs vest on June 15, 2023.