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Root, Inc. Director's Dealing 2020

Nov 4, 2020

31970_dirs_2020-11-03_e1cbb5d7-438f-4517-8835-4d73e1e7ed7c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Root, Inc. (ROOT)
CIK: 0001788882
Period of Report: 2020-10-30

Reporting Person: Ulman Doug (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-10-30 Common Stock J 172911 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-10-30 Class B Common Stock $ J 172911 Acquired Class A Common Stock (172911) Direct
2020-10-30 Stock Option (Right to Buy) $0.04 J 708340 Disposed 2027-01-17 Common Stock (708340) Direct
2020-10-30 Stock Option (Right to Buy) $0.04 J 708340 Acquired 2027-01-17 Class B Common Stock (708340) Direct

Footnotes

F1: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B
Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration
date.

F3: Fully vested.