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Root, Inc. Director's Dealing 2020

Nov 4, 2020

31970_dirs_2020-11-03_f569e29e-da34-4fb7-8abe-9c91ed5dc072.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Root, Inc. (ROOT)
CIK: 0001788882
Period of Report: 2020-10-30

Reporting Person: Timm Alexander E. (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-10-30 Common Stock J 17094168 Disposed 0 Direct
2020-10-30 Common Stock J 1920935 Disposed 0 Indirect
2020-10-30 Common Stock J 194250 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-10-30 Class B Common Stock $ J 17094168 Acquired Class A Common Stock (17094168) Direct
2020-10-30 Class B Common Stock $ J 1920935 Acquired Class A Common Stock (1920935) Indirect
2020-10-30 Class B Common Stock $ J 194250 Acquired Class A Common Stock (194250) Indirect

Footnotes

F1: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B
Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2: The shares are held by the Timm 2020 GRAT for which the Reporting Person is a trustee.

F3: The shares are held by the Timm Descendants Trust for which the Reporting Person's spouse is a trustee

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration
date.