Rolls-Royce Holdings PLC - Major Shareholding Notification 2013

National Storage Mechanism | Additional information

RNS Number : 5444O

Rolls-Royce Holdings plc

20 September 2013





TR-1: NOTIFICATION OF MAYOR INTEREST IN SHARES


1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii	ROLLS-ROYCE HOLDINGS PLC


2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights		x
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):

3. Full name of person(s) subject to the notification obligation: iii

Harbor International Fund

Harbor Capital Appreciation Fund

Harbor Global Growth Fund

Series of Harbor Funds

4. Full name of shareholder(s)

(if different from 3.): iv

5. Date of the transaction and date on which the threshold is crossed or reached: v

Trade Date: September 18, 2013

Settlement Date: September 23, 2013

6. Date on which issuer notified:

September 19, 2013

7. Threshold(s) that is/are crossed or

reached: vi, vii

3% of the voting rights of the issuer


8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of shares if possible using the ISIN CODE	Situation previous to the triggering transaction		Resulting situation after the triggering transaction
Number of Shares	Number of Voting Rights	Number of shares	Number of voting rights		% of voting rights x
Direct	Direct xi	Indirect xii	Direct	Indirect
Common stock GB00B63H8491	49,951,506	49,951,506	58,969,691	58,969,691	n/a	3.1363%	n/a


B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument	Expiration date xiii	Exercise/ Conversion Period xiv	Number of voting rights that may be acquired if the instrument is exercised/ converted.	% of voting rights
n/a	n/a	n/a	n/a	n/a


C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial instrument	Exercise price	Expiration date xvii	Exercise/ Conversion period xviii	Number of voting rights instrument refers to	% of voting rights xix, xx
n/a	n/a	n/a	n/a	n/a	Nominal	Delta
n/a	n/a


9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Series of Harbor Funds # of Voting Rights % of Voting Rights HARBOR INTERNATIONAL FUND 52,438,006 2.7889% HARBOR CAPITAL APPRECIATION FD 6,457,780 0.3435% HARBOR GLOBAL GROWTH FUND 73,905 0.0039%


Proxy Voting:
10. Name of the proxy holder:	n/a
11. Number of voting rights proxy holder will cease to hold:	n/a
12. Date on which proxy holder will cease to hold voting rights:	n/a


13. Additional information:	Completed in Chicago, Illinois, USA on September 19, 2013
14. Contact name:	Charles F. McCain, Esq.
15. Contact telephone number:	312-443-4420


Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in share

A: Identity of the persons or legal entity subject to the notification obligation
Full name (including legal form of legal entities)	Rolls-Royce Holdings plc
Contact address (registered office for legal entities)	65 Buckingham Gate , London, SW1E 6AT
Phone number & email	0207 227 9000 [email protected]
Other useful information (at least legal representative for legal persons)

B: Identity of the notifier, if applicable
Full name
Contact address
Phone number & email
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)

C: Additional information

For notes on how to complete form TR-1 please see the FCA website.

This information is provided by RNS

The company news service from the London Stock Exchange

END

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