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Rolls-Royce Holdings PLC — Director's Dealing 2019
Mar 5, 2019
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Director's Dealing
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RNS Number : 9371R
Rolls-Royce Holdings plc
05 March 2019
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
Rolls-Royce Holdings plc (the Company) announces the following transactions by its Directors and PDMRs as a consequence of:
· The vesting of awards made under the Long Term Incentive Plan (LTIP)
· The vesting of awards made under the Rolls-Royce Performance Share Plan (PSP)
· The vesting of awards made under the Rolls-Royce Deferred Share Bonus Plan (APRA)
| PDMRs | Name of plan | Grant date | Exercise date | Number of Shares vested | Number of Shares sold to discharge Tax Liability* | Total Shares released | Total number of shares sold on release |
| Thomas Bell | LTIP | 08/03/18 | 28/02/19 | 218,958 | 85,963 | 132,995 | - |
| Christopher Cholerton | APRA | 01/03/17 | 01/03/19 | 13,380 | 6,289 | 7,091 | - |
| PSP | 01/03/16 | 01/03/19 | 53,847 | 25,309 | 28,538 | - | |
| Stephen Daintith | PSP | 05/05/17 | 01/03/19 | 91,036 | 42,787 | 48,249 | - |
| Warren East | APRA | 01/03/17 | 01/03/19 | 48,624 | 22,854 | 25,770 | - |
| PSP | 01/03/16 | 01/03/19 | 205,253 | 96,469 | 108,784 | - | |
| Mark Gregory | APRA | 01/03/17 | 01/03/19 | 14,719 | 6,918 | 7,801 | - |
| PSP | 01/03/16 | 01/03/19 | 68,344 | 32,122 | 36,222 | - | |
| Harry Holt | APRA | 01/03/17 | 01/03/19 | 13,009 | 6,115 | 6,894 | - |
| PSP | 01/03/16 | 01/03/19 | 72,487 | 34,069 | 38,418 | - | |
| Mikael Makinen | APRA | 01/03/17 | 01/03/19 | 18,108 | 9,739 | 8,369 | - |
| PSP | 01/03/16 | 01/03/19 | 84,084 | 43,194 | 40,890 | - | |
| Andreas Schell | PSP | 16/12/16 | 01/03/19 | 182,692 | 95,001 | 87,691 | - |
| Paul Stein | LTIP | 01/03/16 | 01/03/19 | 26,095 | 12,266 | 13,829 | - |
| Benjamin Story | APRA | 01/03/17 | 01/03/19 | 3,381 | 1,590 | 1,791 | - |
*All shares sold to discharge Tax Liability were sold at a price of £9.093956 per share except the shares sold on behalf of Thomas Bell which were sold at £9.45
In addition to the awards set out above, a market sale was also conducted today as follows:
| PDMR | No. of Ordinary shares sold | Trade date | Sale Price |
| Mark Gregory | 22,000 | 05/03/2019 | £9.008 |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Thomas Bell
2
Reason for the notification
a)
Position/status
President - Defence and President & CEO of Rolls-Royce North America
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rolls-Royce Holdings plc
b)
LEI
213800EC7997ZBLZJH69
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 20p each
GB00B63H8491
b)
Nature of the transaction
Vesting of 218,958 shares under the Rolls-Royce Long Term Incentive Plan (LTIP)
85,963 shares sold to cover tax leaving balance of 132,995 shares retained
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 1. Nil Consideration | 218,958 |
| 2. £9.45 | 85,963 |
d)
Aggregated information
- Aggregated volume
- Price
| 1. - £0.00 per share - Total Price £0.00 |
218,958 |
| 2. - £9.45 per share - Total Price £812,350.35 |
85,963 |
e)
Date of the transaction
28 February 2019
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Christopher Cholerton
2
Reason for the notification
a)
Position/status
President - Civil Aerospace
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rolls-Royce Holdings plc
b)
LEI
213800EC7997ZBLZJH69
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 20p each
GB00B63H8491
b)
Nature of the transaction
Vesting of 13,380 shares under the Rolls-Royce Deferred Share Bonus Plan (APRA) and 53,847 shares under the Rolls-Royce Performance Share Plan (PSP)
31,598 shares sold to cover tax leaving balance of 35,629 shares retained
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 1. Nil Consideration | 67,227 |
| 2. £ 9.093956 | 31,598 |
d)
Aggregated information
- Aggregated volume
- Price
| 1. - £0.00 per share - Total Price £0.00 |
67,227 |
| 2. - £9.093956 per share - Total Price £287,338.92 |
31,598 |
e)
Date of the transaction
01 March 2019
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Stephen Dainith
2
Reason for the notification
a)
Position/status
Chief Financial Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rolls-Royce Holdings plc
b)
LEI
213800EC7997ZBLZJH69
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 20p each
GB00B63H8491
b)
Nature of the transaction
Vesting of 91,036 shares under the Rolls-Royce Performance Share Plan (PSP)
42,787 shares sold to cover tax leaving balance of 48,249 shares retained
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 1. Nil Consideration | 91,036 |
| 2. £ 9.093956 | 42,787 |
d)
Aggregated information
- Aggregated volume
- Price
| Price(s) | Volume(s) |
| 1. - £0.00 per share - Total Price £0.00 |
91,036 |
| 2. - £9.093956 per share - Total Price £389,103.92 |
42,787 |
e)
Date of the transaction
01 March 2019
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Warren East
2
Reason for the notification
a)
Position/status
Chief Executive Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rolls-Royce Holdings plc
b)
LEI
213800EC7997ZBLZJH69
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 20p each
GB00B63H8491
b)
Nature of the transaction
Vesting of 48,624 shares under the Rolls-Royce Deferred Share Bonus Plan (APRA) and 205,253 shares under the Rolls-Royce Performance Share Plan (PSP)
119,323 shares sold to cover tax leaving balance of 134,554 shares retained
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 1. Nil Consideration | 253,877 |
| 2. £ 9.093956 | 119,323 |
d)
Aggregated information
- Aggregated volume
- Price
| Price(s) | Volume(s) |
| 1. - £0.00 per share - Total Price £0.00 |
253,877 |
| 2. - £9.093956 per share - Total Price £1,085,118.11 |
119,323 |
e)
Date of the transaction
01 March 2019
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Mark Gregory
2
Reason for the notification
a)
Position/status
General Counsel
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rolls-Royce Holdings plc
b)
LEI
213800EC7997ZBLZJH69
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 20p each
GB00B63H8491
b)
Nature of the transaction
Vesting of 14,719 shares under the Rolls-Royce Deferred Share Bonus Plan (APRA) and 68,344 shares under the Rolls-Royce Performance Share Plan (PSP)
39,040 shares sold to cover tax leaving balance of 44,023 shares retained
3 - A market sale
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 1. Nil Consideration | 83,063 |
| 2. £ 9.093956 | 39,040 |
| 3. £ 9.008 | 22,000 |
d)
Aggregated information
- Aggregated volume
- Price
| Price(s) | Volume(s) |
| 1. - £0.00 per share - Total Price £0.00 |
83,063 |
| 2. - £9.093956 per share - Total Price £355,028.04 |
39,040 |
| 3. - £ 9.008 - Total Price £198,176 |
22,000 |
e)
Date of the transaction
1-2 01 March 2019
3 05 March 2019
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Harry Holt
2
Reason for the notification
a)
Position/status
Chief People Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rolls-Royce Holdings plc
b)
LEI
213800EC7997ZBLZJH69
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 20p each
GB00B63H8491
b)
Nature of the transaction
Vesting of 13,009 shares under the Rolls-Royce Deferred Share Bonus Plan (APRA) and 72,487shares under the Rolls-Royce Performance Share Plan (PSP)
40,184 shares sold to cover tax leaving balance of 45,312 shares retained
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 1. Nil Consideration | 85,496 |
| 2. £ 9.093956 | 40,184 |
d)
Aggregated information
- Aggregated volume
- Price
| Price(s) | Volume(s) |
| 1. - £0.00 per share - Total Price £0.00 |
85,496 |
| 2. - £9.093956 per share - Total Price £365,431.53 |
40,184 |
e)
Date of the transaction
01 March 2019
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Mikael Makinen
2
Reason for the notification
a)
Position/status
President - Marine
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rolls-Royce Holdings plc
b)
LEI
213800EC7997ZBLZJH69
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 20p each
GB00B63H8491
b)
Nature of the transaction
Vesting of 18,108 shares under the Rolls-Royce Deferred Share Bonus Plan (APRA) and 84,084 shares under the Rolls-Royce Performance Share Plan (PSP)
52,933 shares sold to cover tax leaving balance of 49,259 shares retained
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 1. Nil Consideration | 102,192 |
| 2. £ 9.093956 | 52,933 |
d)
Aggregated information
- Aggregated volume
- Price
| Price(s) | Volume(s) |
| 1. - £0.00 per share - Total Price £0.00 |
102,192 |
| 2. - £9.093956 per share - Total Price £481,370.37 |
52,933 |
e)
Date of the transaction
01 March 2019
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Andreas Schell
2
Reason for the notification
a)
Position/status
CEO - Rolls-Royce Power Systems AG
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rolls-Royce Holdings plc
b)
LEI
213800EC7997ZBLZJH69
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 20p each
GB00B63H8491
b)
Nature of the transaction
Vesting of 182,692 shares under the Rolls-Royce Performance Share Plan (PSP)
95,001 shares sold to cover tax leaving balance of 87,691 shares retained
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 1. Nil Consideration | 182,692 |
| 2. £ 9.093956 | 95,001 |
d)
Aggregated information
- Aggregated volume
- Price
| Price(s) | Volume(s) |
| 1. - £0.00 per share - Total Price £0.00 |
182,692 |
| 2. - £9.093956 per share - Total Price £863,934.91 |
95,001 |
e)
Date of the transaction
01 March 2019
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Paul Stein
2
Reason for the notification
a)
Position/status
Chief Technology Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rolls-Royce Holdings plc
b)
LEI
213800EC7997ZBLZJH69
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 20p each
GB00B63H8491
b)
Nature of the transaction
Vesting of 26,095 shares under the Rolls-Royce Long Term Incentive Plan (LTIP)
12,266 shares sold to cover tax leaving balance of 13,829 shares retained
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 1. Nil Consideration | 26,095 |
| 2. £ 9.093956 | 12,266 |
d)
Aggregated information
- Aggregated volume
- Price
| Price(s) | Volume(s) |
| 1. - £0.00 per share - Total Price £0.00 |
26,095 |
| 2. - £9.093956 per share - Total Price £111,546.46 |
12,266 |
e)
Date of the transaction
01 March 2019
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Benjamin Story
2
Reason for the notification
a)
Position/status
Strategic Marketing Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rolls-Royce Holdings plc
b)
LEI
213800EC7997ZBLZJH69
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 20p each
GB00B63H8491
b)
Nature of the transaction
Vesting of 3,381 shares under the Rolls-Royce Deferred Share Bonus Plan (APRA)
1,590 shares sold to cover tax leaving balance of 1,791 shares retained
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| 1. Nil Consideration | 3,381 |
| 2. £ 9.093956 | 1,590 |
d)
Aggregated information
- Aggregated volume
- Price
| Price(s) | Volume(s) |
| 1. - £0.00 per share - Total Price £0.00 |
3,381 |
| 2. - £9.093956 per share - Total Price £14,459.39 |
1,590 |
e)
Date of the transaction
01 March 2019
f)
Place of the transaction
London Stock Exchange, Main Market (XLON)
Name of authorised official of issuer responsible for making notification
Georgios Chatzopoulos ACIS - Corporate Governance Assistant
Telephone: 01332 245464
Email: [email protected]
Date of notification - 05 March 2019
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
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