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ROKU, INC Director's Dealing 2025

Sep 4, 2025

30414_dirs_2025-09-04_316d4c40-cc25-4014-a701-6ab971e81236.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2025-09-02

Reporting Person: Collier Charles (President, Roku Media)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-09-02 Class A Common Stock M 29340 Acquired 29540 Direct
2025-09-02 Class A Common Stock F 14979 $95.86 Disposed 14561 Direct
2025-09-03 Class A Common Stock S 7512 $96.65 Disposed 7049 Direct
2025-09-03 Class A Common Stock S 6849 $97.52 Disposed 200 Direct
2025-09-04 Class A Common Stock M 10269 $49.59 Acquired 10469 Direct
2025-09-04 Class A Common Stock S 8721 $99.04 Disposed 1748 Direct
2025-09-04 Class A Common Stock S 1548 $99.73 Disposed 200 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2025-09-02 Restricted Stock Unit $ M 29340 Disposed Class A Common Stock (29340) Direct
2025-09-04 Employee Stock Option (right to buy) $49.59 M 10269 Disposed 2032-11-03 Class A Common Stock (10269) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 600 Indirect

Footnotes

F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 2, 2025.

F2: Shares sold pursuant to Mr. Collier's 10b5-1 plan.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.12 to $97.08 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.14 to $97.80 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.63 to $99.48 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.65 to $99.89 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F8: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.

F9: This stock option vests in 48 substantially equal monthly installments. The first installment vested on December 4, 2022.