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ROKU, INC — Director's Dealing 2025
Sep 4, 2025
30414_dirs_2025-09-04_316d4c40-cc25-4014-a701-6ab971e81236.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2025-09-02
Reporting Person: Collier Charles (President, Roku Media)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-09-02 | Class A Common Stock | M | 29340 | — | Acquired | 29540 | Direct |
| 2025-09-02 | Class A Common Stock | F | 14979 | $95.86 | Disposed | 14561 | Direct |
| 2025-09-03 | Class A Common Stock | S | 7512 | $96.65 | Disposed | 7049 | Direct |
| 2025-09-03 | Class A Common Stock | S | 6849 | $97.52 | Disposed | 200 | Direct |
| 2025-09-04 | Class A Common Stock | M | 10269 | $49.59 | Acquired | 10469 | Direct |
| 2025-09-04 | Class A Common Stock | S | 8721 | $99.04 | Disposed | 1748 | Direct |
| 2025-09-04 | Class A Common Stock | S | 1548 | $99.73 | Disposed | 200 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-09-02 | Restricted Stock Unit | $ | M | 29340 | Disposed | Class A Common Stock (29340) | Direct | |
| 2025-09-04 | Employee Stock Option (right to buy) | $49.59 | M | 10269 | Disposed | 2032-11-03 | Class A Common Stock (10269) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 600 | Indirect |
Footnotes
F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 2, 2025.
F2: Shares sold pursuant to Mr. Collier's 10b5-1 plan.
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.12 to $97.08 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.14 to $97.80 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.63 to $99.48 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.65 to $99.89 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F8: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.
F9: This stock option vests in 48 substantially equal monthly installments. The first installment vested on December 4, 2022.