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ROKU, INC Director's Dealing 2025

Nov 6, 2025

30414_dirs_2025-11-06_0f96c50a-ffed-467b-a467-ddc4bc3fb854.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2025-11-05

Reporting Person: HUNT NEIL D (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-11-05 Class A Common Stock C 2000 Acquired 9782 Direct
2025-11-05 Class A Common Stock S 337 $105.29 Disposed 9445 Direct
2025-11-05 Class A Common Stock S 880 $106.16 Disposed 8565 Direct
2025-11-05 Class A Common Stock S 279 $107.21 Disposed 8286 Direct
2025-11-05 Class A Common Stock S 504 $107.96 Disposed 7782 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2025-11-05 Employee Stock Option (right to buy) $8.82 M 4000 Disposed 2027-08-08 Class B Common Stock (4000) Direct
2025-11-05 Class B Common Stock $8.82 M 4000 Acquired 2027-08-08 Class B Common Stock (4000) Direct
2025-11-05 Class B Common Stock $0.00 C 2000 Disposed Class B Common Stock (2000) Direct

Footnotes

F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2: Shares sold pursuant to Mr. Hunt's 10b5-1 plan.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.67 to $105.66 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.67 to $106.66 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.67 to $107.63 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.67 to $108.63 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: This option is fully vested.