ROKU, INC — Director's Dealing 2024

Aug 7, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2024-08-05

Reporting Person: Wood Anthony J. (Director, CEO and Chairman BOD, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-08-05	Class A Common Stock	G	22656	$0.00	Disposed	19195	Indirect
2024-08-05	Class A Common Stock	G	22656	$0.00	Acquired	29505	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-08-06	Employee Stock Option (right to buy)	$53.03	A	707	Acquired	2034-08-05	Class A Common Stock (707)	Direct
2024-08-06	Employee Stock Option (right to buy)	$53.03	A	7920	Acquired	2034-08-05	Class A Common Stock (7920)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	10040	Direct
Class A Common Stock	42500	Indirect
Class A Common Stock	279801	Indirect
Class A Common Stock	54702	Indirect
Class A Common Stock	45298	Indirect

Footnotes

F1: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $20,833.33.

F2: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.34.