ROKU, INC — Director's Dealing 2024

Mar 5, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2024-03-01

Reporting Person: Collier Charles (President, Roku Media)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-03-01	Class A Common Stock	M	29339	—	Acquired	33631	Direct
2024-03-01	Class A Common Stock	F	12610	$63.35	Disposed	21021	Direct
2024-03-04	Class A Common Stock	S	8365	$63.20	Disposed	12656	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-03-01	Restricted Stock Unit	$	M	29339	Disposed		Class A Common (29339)	Direct
2024-03-01	Employee Stock Option (right to buy)	$63.35	A	2367	Disposed	2034-02-28	Class A Common Stock (2367)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	600	Indirect

Footnotes

F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024.

F2: Shares sold pursuant to Mr. Collier's 10b5-1 plan.

F3: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.

F5: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $83,333.33.