ROKU, INC — Director's Dealing 2024

Sep 13, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2024-09-12

Reporting Person: Wood Anthony J. (Director, CEO and Chairman BOD, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-09-12	Class A Common Stock	C	25000	—	Acquired	25000	Indirect
2024-09-12	Class A Common Stock	S	25000	$75.00	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-09-12	Class B Common Stock	$0	C	25000	Disposed		Class A Common Stock (25000)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	5020	Direct
Class A Common Stock	42500	Indirect
Class A Common Stock	94247	Indirect
Class A Common Stock	45298	Indirect
Class A Common Stock	19195	Indirect
Class A Common Stock	279801	Indirect

Footnotes

F1: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F2: Shares sold pursuant to Mr. Wood's 10b5-1 Plan.