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ROKU, INC — Director's Dealing 2024
Jun 10, 2024
30414_dirs_2024-06-10_f21d845e-cf28-49a5-9ca9-71e3fbad8a5b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2024-06-06
Reporting Person: Fyfield Mai (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-06-10 | Class A Common Stock | M | 2164 | $0.0 | Acquired | 3909 | Direct |
| 2024-06-10 | Class A Common Stock | S | 650 | $57.88 | Disposed | 3259 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-06-06 | Restricted Stock Unit | $ | A | 2029 | Acquired | Class A Common Stock (2029) | Direct | |
| 2024-06-06 | Stock Options (right to buy) | $57.97 | A | 3652 | Acquired | 2034-06-05 | Class A Common Stock (3652) | Direct |
| 2024-06-10 | Restricted Stock Unit | $ | M | 2164 | Disposed | Class A Common Stock (2164) | Direct |
Footnotes
F1: These shares were sold by the Issuer to meet the tax withholding obligations of the reporting person in connection with the vesting of an RSU award that was granted on June 8, 2023.
F2: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3: This RSU was granted on June 6, 2024 and vests in one installment on the anniversary of the grant date.
F4: The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date.
F5: This RSU was granted on June 8, 2023 and vests in one installment on the anniversary of the grant date.