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ROKU, INC — Director's Dealing 2024
Mar 5, 2024
30414_dirs_2024-03-05_84bdc2c6-a41d-4319-bd0a-6905e64bd8a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2024-03-01
Reporting Person: Ozgen Mustafa (Pres, Devices, Prod, and Tech)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-01 | Class A Common Stock | M | 9669 | — | Acquired | 12087 | Direct |
| 2024-03-01 | Class A Common Stock | F | 4795 | $63.35 | Disposed | 7292 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-01 | Restricted Stock Unit | $ | M | 4759 | Disposed | Class A Common Stock (4759) | Direct | |
| 2024-03-01 | Restricted Stock Unit | $ | M | 4910 | Disposed | Class A Common Stock (4910) | Direct |
Footnotes
F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024.
F2: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.
F4: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.