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ROKU, INC Director's Dealing 2024

Nov 19, 2024

30414_dirs_2024-11-19_9c18b1a1-efa9-4ad7-9cc0-522d4df73353.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2024-11-15

Reporting Person: Wood Anthony J. (Director, CEO and Chairman BOD, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-11-15 Class A Common Stock M 8277 Acquired 13297 Direct
2024-11-15 Class A Common Stock F 3257 $68.87 Disposed 10040 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-11-15 Restricted Stock Unit $ M 8277 Disposed Class A Common Stock (8277) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 42500 Indirect
Class A Common Stock 26538 Indirect
Class A Common Stock 94247 Indirect
Class A Common Stock 18760 Indirect
Class A Common Stock 19195 Indirect
Class A Common Stock 279801 Indirect

Footnotes

F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 15, 2024.

F2: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.