ROKU, INC — Director's Dealing 2023

Nov 17, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2023-11-15

Reporting Person: Wood Anthony J. (Director, CEO and Chairman BOD, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-11-15	Class A Common Stock	M	8277	—	Acquired	144554	Direct
2023-11-16	Class A Common Stock	S	3333	$89.03	Disposed	141221	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-11-15	Restricted Stock Unit	$	M	8277	Disposed		Class A Common Stock (8277)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	42500	Indirect
Class A Common Stock	6849	Indirect
Class A Common Stock	54702	Indirect
Class A Common Stock	45298	Indirect
Class A Common Stock	41851	Indirect

Footnotes

F1: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2023.

F2: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.