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ROKU, INC — Director's Dealing 2023
Jun 12, 2023
30414_dirs_2023-06-12_c8f64a74-8ea1-4beb-86f9-4c785b48f8c7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2023-06-08
Reporting Person: Hastings Jeff (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-09 | Class A Common Stock | M | 1317 | $0.0 | Acquired | 3589 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-08 | Restricted Stock Unit | $ | A | 2164 | Acquired | Class A Common Stock (2164) | Direct | |
| 2023-06-08 | Stock Options (right to buy) | $69.10 | A | 3895 | Acquired | 2033-06-07 | Class A Common Stock (3895) | Direct |
| 2023-06-09 | Restricted Stock Unit | $ | M | 1317 | Disposed | Class A Common Stock (1317) | Direct |
Footnotes
F1: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F2: This RSU was granted on June 8, 2023 and vests in one installment on the anniversary of the grant date.
F3: The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date.
F4: This RSU was granted on June 9, 2022 and vests in one installment on the anniversary of the grant date.
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