ROKU, INC — Director's Dealing 2023

Sep 12, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2023-09-08

Reporting Person: Wood Anthony J. (Director, CEO and Chairman BOD, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-09-08	Class A Common Stock	M	136277	$56.07	Acquired	136277	Direct
2023-09-08	Class A Common Stock	G	45298	—	Disposed	54702	Indirect
2023-09-08	Class A Common Stock	G	45298	—	Acquired	45298	Indirect
2023-09-11	Class A Common Stock	G	45298	—	Disposed	0	Indirect
2023-09-11	Class A Common Stock	G	45298	—	Acquired	45298	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-09-08	Employee Stock Option (right to buy)	$56.07	M	136277	Acquired	2028-08-18	Class A Common Stock (136277)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	42500	Indirect
Class A Common Stock	6849	Indirect
Class A Common Stock	41851	Indirect

Footnotes

F1: This stock option is fully vested.