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ROKU, INC Director's Dealing 2023

Mar 3, 2023

30414_dirs_2023-03-03_a0e183e9-0176-4256-80d6-ed43edbd8226.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2023-03-01

Reporting Person: KAY STEPHEN H (SVP General Counsel, Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-03-01 Class A Common Stock M 2151 $0.0 Acquired 80678 Direct
2023-03-02 Class A Common Stock S 765 $61.93 Disposed 79913 Direct
2023-03-03 Class A Common Stock S 1386 $64.34 Disposed 78527 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-03-01 Restricted Stock Unit $ M 2151 Disposed Class A Common Stock (2151) Direct

Footnotes

F1: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on March 1, 2023.

F2: Shares sold pursuant to the reporting person's 10b5-1 plan.

F3: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.