ROKU, INC — Director's Dealing 2023

Jun 5, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2023-06-01

Reporting Person: Fuchsberg Gilbert (SVP, Corporate Development)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-06-01	Class A Common Stock	M	5701	$0.0	Acquired	38715	Direct
2023-06-02	Class A Common Stock	S	3197	$60.06	Disposed	35518	Direct
2023-06-05	Class A Common Stock	S	2129	$59.44	Disposed	33389	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-06-01	Restricted Stock Unit	$	M	1389	Disposed		Class A Common Stock (1389)	Direct
2023-06-01	Restricted Stock Unit	$	M	889	Disposed		Class A Common Stock (889)	Direct
2023-06-01	Restricted Stock Unit	$	M	2543	Disposed		Class A Common Stock (2543)	Direct
2023-06-01	Restricted Stock Unit	$	M	880	Disposed		Class A Common Stock (880)	Direct

Footnotes

F1: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on June 1, 2023.

F2: Shares sold pursuant to the reporting person's 10b5-1 plan.

F3: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.

F5: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2021.

F6: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

F7: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022.