ROKU, INC — Director's Dealing 2023

Jun 12, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2023-06-08

Reporting Person: Fyfield Mai (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-06-09	Class A Common Stock	M	1317	$0.0	Acquired	2143	Direct
2023-06-12	Class A Common Stock	S	398	$69.86	Disposed	1745	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-06-08	Restricted Stock Unit	$	A	2164	Acquired		Class A Common Stock (2164)	Direct
2023-06-08	Stock Options (right to buy)	$69.10	A	3895	Acquired	2033-06-07	Class A Common Stock (3895)	Direct
2023-06-09	Restricted Stock Unit	$	M	1317	Disposed		Class A Common Stock (1317)	Direct

Footnotes

F1: These shares were sold by the Issuer to meet the tax withholding obligations of the reporting person in connection with the vesting of an RSU award on June 9, 2022.

F2: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3: This RSU was granted on June 8, 2023 and vests in one installment on the anniversary of the grant date.

F4: The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date.

F5: This RSU was granted on June 9, 2022 and vests in one installment on the anniversary of the grant date.