ROKU, INC — Director's Dealing 2023

Jun 5, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2023-06-01

Reporting Person: Banks Matthew C. (VP, Corp Controller & CAO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-06-01	Class A Common Stock	M	3751	$0.0	Acquired	8274	Direct
2023-06-02	Class A Common Stock	S	1886	$60.06	Disposed	6388	Direct
2023-06-05	Class A Common Stock	S	1614	$60.42	Disposed	4774	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-06-01	Restricted Stock Unit	$	M	359	Disposed		Class A Common Stock (359)	Direct
2023-06-01	Restricted Stock Unit	$	M	746	Disposed		Class A Common Stock (746)	Direct
2023-06-01	Restricted Stock Unit	$	M	149	Disposed		Class A Common Stock (149)	Direct
2023-06-01	Restricted Stock Unit	$	M	2497	Disposed		Class A Common Stock (2497)	Direct

Footnotes

F1: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on June 1, 2023.

F2: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.

F4: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.

F5: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

F6: This RSU vests in sixteen substantially equal quarterly installments, with two such installments vesting on June 1, 2023.