ROKU, INC — Director's Dealing 2023

Nov 17, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2023-11-15

Reporting Person: Katz Gidon (President, Consumer Experience)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-11-15	Class A Common Stock	S	4455	$90.00	Disposed	16149	Direct
2023-11-15	Class A Common Stock	M	7907	—	Acquired	24056	Direct
2023-11-16	Class A Common Stock	S	4295	$89.03	Disposed	19761	Direct
2023-11-16	Class A Common Stock	S	1409	$90.14	Disposed	18352	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-11-15	Restricted Stock Unit	$	M	3344	Disposed		Class A Common Stock (3344)	Direct
2023-11-15	Restricted Stock Unit	$	M	4563	Disposed		Class A Common Stock (4563)	Direct

Footnotes

F1: Shares sold pursuant to Mr. Katz's 10b5-1 plan.

F2: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2023.

F3: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

F5: This RSU vests in six substantially equal quarterly installments. The first installment vested on September 1, 2022.