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ROKU, INC Director's Dealing 2023

May 2, 2023

30414_dirs_2023-05-02_568bd2f6-d781-443c-a75a-f0dbc25ea515.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2023-04-28

Reporting Person: Wood Anthony J. (Director, CEO and Chairman BOD, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-04-28 Class A Common Stock G 41851 Disposed 6849 Indirect
2023-04-28 Class A Common Stock G 41851 Acquired 41851 Indirect
2023-05-01 Class A Common Stock G 41851 Disposed 0 Indirect
2023-05-01 Class A Common Stock G 41851 Acquired 41851 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-05-01 Employee Stock Option (right to buy) $56.68 A 1852 Acquired 2033-04-30 Class A Common Stock (1852) Direct
2023-05-01 Employee Stock Option (right to buy) $56.68 A 9468 Acquired 2033-04-30 Class A Common Stock (9468) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 100000 Indirect
Class A Common Stock 36000 Indirect

Footnotes

F1: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00.

F2: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.34.