ROKU, INC — Director's Dealing 2023

Mar 3, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2023-03-01

Reporting Person: Collier Charles (President, Roku Media)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-03-01	Class A Common Stock	M	29339	$0.0	Acquired	29539	Direct
2023-03-02	Class A Common Stock	S	12970	$61.93	Disposed	16569	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-03-01	Restricted Stock Unit	$	M	29339	Disposed		Class A Common Stock (29339)	Direct
2023-03-01	Employee Stock Option (right to buy)	$63.64	A	2750	Acquired	2033-02-28	Class A Common Stock (2750)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	600	Indirect

Footnotes

F1: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on March 1, 2023.

F2: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.

F4: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33.