ROKU, INC — Director's Dealing 2022

May 20, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2022-05-19

Reporting Person: Wood Anthony J. (Director, CEO and Chairman BOD, 10% Owner)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-05-19	Employee Stock Option (right to buy)	$8.82	M	208333	Disposed	2027-08-14	Class B Common Stock (208333)	Direct
2022-05-19	Class B Common Stock	$8.82	M	208333	Acquired	2027-08-14	Class B Common Stock (208333)	Direct
2022-05-19	Class B Common Stock	$8.82	G	208333	Disposed	2027-08-14	Class B Common Stock (208333)	Direct
2022-05-19	Class B Common Stock	$8.82	G	208333	Acquired	2027-08-14	Class B Common Stock (208333)	Indirect

Footnotes

F1: This option is fully vested.

F2: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.