ROKU, INC — Director's Dealing 2022

Sep 6, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2022-09-01

Reporting Person: KAY STEPHEN H (SVP General Counsel, Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-09-01	Class A Common Stock	M	4056	$0.0	Acquired	81368	Direct
2022-09-02	Class A Common Stock	S	1433	$66.94	Disposed	79935	Direct
2022-09-06	Class A Common Stock	S	1232	$65.9	Disposed	78703	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-09-01	Restricted Stock Unit	$	M	1905	Disposed		Class A Common Stock (1905)	Direct
2022-09-01	Restricted Stock Unit	$	M	2151	Disposed		Class A Common Stock (2151)	Direct

Footnotes

F1: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on September 1, 2022.

F2: Shares sold pursuant to the reporting person's 10b5-1 plan.

F3: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4: This RSU vests in 4 substantially equal quarterly installments. The first installment vested on March 1, 2022.

F5: This RSU vests in 12 substantially equal quarterly installments. The first installment vested on September 1, 2022.