ROKU, INC — Director's Dealing 2022

Dec 20, 2022

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2022-12-13

Reporting Person: Banks Matthew C. (VP, Corp Controller & CAO)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3906	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Unit	$		Class A Common Stock (3235)		Direct
Restricted Stock Unit	$		Class A Common Stock (1781)		Direct
Restricted Stock Unit	$		Class A Common Stock (6726)		Direct
Restricted Stock Unit	$		Class A Common Stock (4193)		Direct
Employee Stock Option (right to buy)	$74.15	2032-08-18	Class A Common Stock (4750)		Direct

Footnotes

F1: This RSU vests in sixteen substantially equal quarterly installments beginning on the vesting commencement date of 6/1/2021.

F2: This RSU vests in fifteen quarterly installments beginning on the vesting commencement date of 6/1/2022.

F3: This RSU vests in twelve quarterly installments beginning on the vesting commencement date of 6/1/2022.

F4: This RSU vests in four substantially equal quarterly installments beginning on the vesting commencement date of 6/1/2025.

F5: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F6: This stock option vests in twelve substantially equal monthly installments beginning on the vesting commencement date of 4/1/2025.