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ROKU, INC Director's Dealing 2022

Jun 3, 2022

30414_dirs_2022-06-03_3a3d561c-af28-4c84-8b45-0d84f317dc39.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2022-06-01

Reporting Person: Rosenberg Scott A. (GM, Sr. VP Platform Business)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-06-01 Class A Common Stock M 4849 $0.0 Acquired 80633 Direct
2022-06-02 Class A Common Stock S 1957 $93.41 Disposed 78676 Direct
2022-06-03 Class A Common Stock S 2892 $92.58 Disposed 75784 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-06-01 Restricted Stock Unit $0.0 M 4849 Disposed Class A Common Stock (4849) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 26253.0 Indirect

Footnotes

F1: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

F2: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.

F3: This RSU vests ratably in 4 quarterly installments. The first installment vested on November 15, 2021.