ROKU, INC — Director's Dealing 2021

Sep 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2021-09-01

Reporting Person: Ozgen Mustafa (SVP and GM of Account Acquisit)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-01	Class A Common Stock	M	9989	—	Acquired	9989	Direct
2021-09-02	Class A Common Stock	S	5093	$358.0168	Disposed	4896	Direct
2021-09-03	Class A Common Stock	S	4896	$334.27	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-01	Restricted Stock Unit	$0	M	9989	Disposed		Class A Common Stock (9989)	Direct

Footnotes

F1: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

F2: Shares sold pursuant to Mr. Ozgen's 10b5-1 plan.

F3: This RSU vests ratably in 16 quarterly installments. The first installment vested on June 1, 2019.