ROKU, INC — Director's Dealing 2021

Nov 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2021-11-15

Reporting Person: Rosenberg Scott A. (GM, Sr. VP Platform Business)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-15	Class A Common Stock	M	4848	—	Acquired	19969	Direct
2021-11-16	Class A Common Stock	S	2716	$272.0277	Disposed	17253	Direct
2021-11-17	Class A Common Stock	S	2132	$263.750000	Disposed	15121	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-15	Restricted Stock Unit	$0	M	4848	Disposed		Class A Common Stock (4848)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	26253	Indirect

Footnotes

F1: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

F2: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.

F3: This RSU vests ratably in 4 quarterly installments. The first installment vested on November 15, 2021.