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ROKU, INC Director's Dealing 2021

May 26, 2021

30414_dirs_2021-05-26_f5616a9c-00a1-4498-8ff4-376cba5640e2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2021-05-24

Reporting Person: Fyfield Mai (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-24 Class A Common Stock M 307 $35.99 Acquired 307 Direct
2021-05-24 Class A Common Stock S 307 $332.56 Disposed 0 Direct
2021-05-24 Class A Common Stock M 1481 $0.0 Acquired 1481 Direct
2021-05-25 Class A Common Stock S 447 $349.41 Disposed 1034 Direct
2021-05-26 Class A Common Stock S 1034 $348.88 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-24 Stock Option (right to buy) $35.99 M 307 Disposed 2028-05-23 Class A Common Stock (307) Direct
2021-05-24 Restricted Stock Unit $0.0 M 1481 Disposed Class A Common Stock (1481) Direct

Footnotes

F1: Shares sold pursuant to Ms. Fyfield's 10b5-1 plan.

F2: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

F3: This option vests in 36 equal monthly installments. The first installment vested on 6/24/2018.

F4: This RSU was granted on 5/24/2018 and vests annually over three years on each anniversary of the grant date.