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ROKU, INC — Director's Dealing 2021
May 26, 2021
30414_dirs_2021-05-26_f5616a9c-00a1-4498-8ff4-376cba5640e2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2021-05-24
Reporting Person: Fyfield Mai (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-24 | Class A Common Stock | M | 307 | $35.99 | Acquired | 307 | Direct |
| 2021-05-24 | Class A Common Stock | S | 307 | $332.56 | Disposed | 0 | Direct |
| 2021-05-24 | Class A Common Stock | M | 1481 | $0.0 | Acquired | 1481 | Direct |
| 2021-05-25 | Class A Common Stock | S | 447 | $349.41 | Disposed | 1034 | Direct |
| 2021-05-26 | Class A Common Stock | S | 1034 | $348.88 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-24 | Stock Option (right to buy) | $35.99 | M | 307 | Disposed | 2028-05-23 | Class A Common Stock (307) | Direct |
| 2021-05-24 | Restricted Stock Unit | $0.0 | M | 1481 | Disposed | Class A Common Stock (1481) | Direct |
Footnotes
F1: Shares sold pursuant to Ms. Fyfield's 10b5-1 plan.
F2: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
F3: This option vests in 36 equal monthly installments. The first installment vested on 6/24/2018.
F4: This RSU was granted on 5/24/2018 and vests annually over three years on each anniversary of the grant date.
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