ROKU, INC — Director's Dealing 2021

Mar 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2021-03-01

Reporting Person: Rosenberg Scott A. (GM, Sr. VP Platform Business)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-01	Class A Common Stock	M	9420	—	Acquired	38398	Direct
2021-03-02	Class A Common Stock	S	4881	$409.0527	Disposed	33517	Direct
2021-03-03	Class A Common Stock	S	76.0	$395.16	Disposed	33441	Direct
2021-03-03	Class A Common Stock	S	4463	$395.16	Disposed	28978	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-01	Restricted Stock Unit	$0.0	M	3356.0	Disposed		Class A Common Stock (3356.0)	Direct
2021-03-01	Restricted Stock Unit	$0	M	6064	Disposed		Class A Common Stock (6064)	Direct

Footnotes

F1: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

F2: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.

F3: This RSU vests ratably in 12 quarterly installments. The first installment vested on November 15, 2018.

F4: This RSU vests ratably in 4 quarterly installments. The first installment vested on November 15, 2020.