ROKU, INC — Director's Dealing 2021

Jun 14, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2021-06-10

Reporting Person: Fyfield Mai (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-10	Class A Common Stock	M	878	$0.0	Acquired	878	Direct
2021-06-11	Class A Common Stock	S	265	$348	Disposed	613	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-10	Restricted Stock Unit	$0.0	M	878.0	Disposed		Class A Common Stock (878.0)	Direct
2021-06-10	Restricted Stock Unit	$0.0	A	329.0	Acquired		Class A Common Stock (329.0)	Direct
2021-06-10	Stock Options (right to buy)	$347.81	A	954	Acquired	2031-06-09	Class A Common Stock (954)	Direct

Footnotes

F1: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

F2: This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date.

F3: This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date.

F4: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.