ROKU, INC — Director's Dealing 2021

Jun 14, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROKU, INC (ROKU)
CIK: 0001428439
Period of Report: 2021-06-10

Reporting Person: Rothrock Ray A. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-10	Class A Common Stock	M	878.0	$0.0	Acquired	37098	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-10	Restricted Stock Unit	$0.0	M	878.0	Disposed		Class A Common Stock (878.0)	Direct
2021-06-10	Restricted Stock Unit	$0.0	A	329.0	Acquired		Class A Common Stock (329.0)	Direct
2021-06-10	Stock Options (right to buy)	$347.81	A	954	Acquired	2031-06-09	Class A Common Stock (954)	Direct

Footnotes

F1: This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date.

F2: This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date.

F3: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.